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Financial Advisor IQ
6 小时
Proponents Call for Musk’s DOGE to Merge SEC with CFTC
Tech billionaire Elon Musk, appointed by Trump to head the Department of Government Efficiency, has said that "there are too ...
Financial Advisor IQ
6 小时
Fraud Allegations Mounting Against Former Texas-Based FA
Brooklynn Chandler Willy, who in December was charged with defrauding a married couple out of $500,000, now faces allegations ...
Financial Advisor IQ
6 小时
SEC Kills Guidance Limiting Banks from Offering Crypto Custody
In a notice issued last week, SEC staff said it was rescinding Staff Accounting Bulletin No. 121, a rule issued in 2022 ...
Financial Advisor IQ
6 小时
Merrill Lynch Lures Veteran FAs from UBS, Morgan Stanley
Merrill Lynch has lured from its rivals UBS and Morgan Stanley two financial advisors each overseeing about $130 million in ...
Financial Advisor IQ
6 小时
Wirehouse FAs Leading Push into Alts: Study
Wirehouse advisors easily lead the pack in alts adoption, according to ISS. Only 42% of the registered investment advisors ...
Financial Advisor IQ
6 小时
Janney Appoints President Tony Miller to CEO
Janney Montgomery Scott announced that it has appointed Tony Miller to the role of chief executive officer.
Financial Advisor IQ
6 小时
Fired Merrill FA Fined $5K over Discretionary Trades
The Financial Industry Regulatory Authority has suspended and fined a former Merrill Lynch financial advisor the wirehouse ...
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