2024年12月12日 · Capital markets includes the bank's asset management activities of providing bank customers financial products and services. The ability of a bank to meet needs of its customers depends on capital market activity that affects liquidity, capital, and confidence in …

Community Bank Director Workshop: Capital Markets Share This Page: This half-day workshop combines lectures, discussions, and exercises designed specifically for directors and senior management of national community banks and federal savings associations to:

2024年12月12日 · The term “financial market” describes any place or system that provides buyers and sellers the means to trade financial instruments such as bonds, equities, the various international currencies, and derivatives. Basically, financial markets facilitate the interaction of those who need capital with those who have capital to invest. In addition to making it possible …

CAPITAL MARKETS KEEPING CURRENT Effectively understanding capital markets risk is critical to comprehending a bank’s balance sheet risks and a bank’s short- and long-term financial risks. This half-day workshop is designed to explain balance sheet management risks such as interest rate risk, liquidity risk, and risks associated with the

Capital Treatment for FAS 166 and FAS 167 (ASC 860 & 810) (OCC 2010-5, February 2010); Final Rule Covers modification of the treatment of certain structured finance transactions involving a variable interest entity; Complex Structured Finance Transactions (OCC 2007-1, January 2007); Interagency Statement

A derivative is a financial contract whose value is derived from the performance of underlying market factors, such as interest rates, currency exchange rates, and commodity, credit, and equity prices. Derivative transactions include a wide assortment of financial contracts including structured debt obligations and deposits, swaps, futures, options, caps, floors, collars, …

2023年9月11日 · The Capital Markets: Keeping Current workshop on October 25 is designed to help bank leadership better understand balance sheet management risks such as interest rate risk, liquidity risk, and risks associated with the investment portfolio. Additionally, the workshop will discuss quantifying balance sheet risk related to assets and liabilities.

2020年7月31日 · Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives. Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.

The links in this section cover primarily money market investments and securities purchased by banks for their own accounts. The term "money market" generally refers to the markets for short-term credit instruments such as commercial paper, bankers' acceptances, negotiable certificates of deposit, repurchase agreements, and federal funds.

2024年12月16日 · Asset Management is the business of providing financial products or services to a customer for a fee or commission. National banks engaged in asset management activities are exposed to many risk factors and must effectively identify, measure, control, and monitor risks