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Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and …
About - SEC.gov
2024年6月29日 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect …
Mission - SEC.gov
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at …
Search Filings - SEC.gov
2024年7月2日 · Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval …
Careers at the Securities and Exchange Commission - SEC.gov
Careers at the Securities and Exchange Commission The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team. Applicants must be U.S. citizens, and …
Press Releases - SEC.gov
3 天之前 · SEC Charges Arete Wealth Broker-Dealer and Advisory Firms, Their Chief Compliance Officer, and Several Representatives in Connection With Illegal Securities Offering: 2025-27 : …
Litigation Releases | U.S. Securities and Exchange Commission
3 天之前 · Enforcement & Litigation; Litigation Releases; Administrative Proceedings; Administrative Law Judge Orders and Initial Decisions
Newsroom - SEC.gov
The SEC's Small Business Capital Formation Advisory Committee will hold a public meeting via videoconference to discuss matters relating to rules and regulations affecting small and …
Filings & Forms - SEC.gov
Filings & Forms. All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR.
4 | U.S. Securities and Exchange Commission About the SEC The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five …